Rule of 11

Results: 913



#Item
631Investment / Finance / Market maker / NYSE Arca / Order / Financial markets / Stock market / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 11, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2012-12-12 13:39:22
632SEC filings / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5

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Source URL: www.sec.gov

Language: English - Date: 2010-10-25 10:35:35
633Order / 73rd United States Congress / Financial economics / Investment / Direct Edge / Federal Rules of Civil Procedure / Securities Exchange Act / Economy of the United States / Stock market / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]November 18, 2010 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.9(

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Source URL: www.sec.gov

Language: English - Date: 2010-11-19 10:40:32
634Economy of the United States / New York Stock Exchange / Securities Exchange Act / United States / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Notice of Filing of Proposed Rule Change to Amend Rule 11.19, entitled "Clearly Erroneous Executions"

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Source URL: www.sec.gov

Language: English - Date: 2010-06-23 11:19:53
635United States Securities and Exchange Commission / Securities Exchange Act / Federal Rules of Civil Procedure / U.S. Securities and Exchange Commission / Government / Financial regulation / Federal Register / Politics of the United States / United States securities law / United States administrative law / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGX Rule 11.9

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Source URL: www.sec.gov

Language: English - Date: 2011-12-07 12:32:25
636Legal ethics / Common law / Legal education / Bachelor of Laws / Juris Doctor / Lawyer / Summary offence / Notary public / Pardon / Law / Legal professions / Law Society of Alberta

Form 2-1 (Rule 50) Application for Admission as a Student-at-Law Under Section[removed]of the Legal Profession Act NOTE: See the “Instructions to the Applicant”

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Source URL: 66.11.159.211

Language: English - Date: 2012-05-31 14:01:47
637Legal entities / Business / Structure / Partnerships / Corporations law / Limited liability partnership / Law Society of Alberta / Corporation / Business ownership within England and Wales / Types of business entity / Law / Business law

Form[removed]Rule[removed]Application by an Extra-Provincial LLP for an LLP Permit Under Section 8 of the Act

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Source URL: 66.11.159.211

Language: English - Date: 2012-01-09 17:37:28
638Business / Financial economics / Self-regulatory organizations / United States Securities and Exchange Commission / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Direct Edge / Short / Economy of the United States / United States securities law / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13

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Source URL: www.sec.gov

Language: English - Date: 2011-08-12 11:11:28
639Institutional investors / Insurance / Liability insurance / Law / Economics / Types of insurance / Financial economics / Financial institutions

Form 7-2 (Rule 148) Application for Exemption from Professional Liability Insurance Name of Applicant:

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Source URL: 66.11.159.211

Language: English - Date: 2012-02-22 15:06:06
640Legal professions / Law Society of Alberta / Notary public / Crime / Pardon / Summary offence / Law / Criminal law / Crimes

Form[removed]Rule 50) Application by a Student-at-Law for Enrolment as a Member Under Section[removed]of the Legal Profession Act NOTE: See the “Instructions to the Applicant”

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Source URL: 66.11.159.211

Language: English - Date: 2012-05-29 13:25:59
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